Disclosures

Disclosures under SEBI (Investment Advisers) Regulations, 2013 and SEBI (Research Analyst) Regulations, 2014. 
Disclosures under SEBI (Investment Advisers) Regulations, 2013:

DSIJ PRIVATE LIMITED, Investment Advisor NA000001142, regulated by the Securities and Exchange Board of India; Type: Non-Individual, Validity: Perpetual, Registered Office Address: 419-A, 4th Floor, Arun Chambers, Tardeo, next to AC Market, Mumbai-400 034, (022)-43476012/13/14/15; Correspondence/Head Office: Office No-211, Vascon Platinum Square, next to Hyatt Regency, Vimannagar, Pune- 411014, (+91)-20-66663800/801; Principal Officer: (020)-66663800, service@dsij.in;

Corresponding SEBI regional/local office address: SEBI Bhavan BKC, Plot No.C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (East), Mumbai-400051; BASL membership Number: BASL1346. URL: https://sebi.gov.in/contact-us.html

Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

About the Directors:

Sr. No. Name DIN Designation
1. Mr. Rajesh Padode 01345574 Managing Director
2. Mrs. Keerti Padode 01853307 Director
3. Mr. Shashikant Singh 10165670 Director
4. Ms. Kaamini Padode 10380821 Chief Operating Officer

About Business activities:

As per the subscription business activity, every customer subscribes to a particular product/service to receive the recommendatory content/advice on a periodic basis.

Product/Service Bouquet at DSIJ:

Other than the Flagship magazine and FNI Newsletter which have been in existence since 1986, the other advisory services at DSIJ are:

  • Personalised Services
    1. Portfolio Advisory Service (PAS) (Not being a Portfolio Manager)
    2. Model Portfolio
  • Focused Investor Products
    1. Large Rhino
    2. Mid Bridge
    3. Vriddhi Growth
    4. Tiny Treasure
    5. Upstream Pick
    6. Value Pick
    7. Multibagger Pick
    8. Micro Marvel
    9. Penny Pick
  • Trader Products
    1. POP BTST
    2. POP Stocks
    3. POP Options
    4. POP Futures Swing Trading
    5. Technical Advisory Service
    6. POP Scalper
    7. POP Tactical Options


Disciplinary History:

There are no outstanding litigations or no disciplinary history against the Company and its directors.
https://www.dsij.in/litigations

Disclosure about conflict of interest:

As the Company does not provide any distribution services, there is no conflict of interest. The Company is also registered as a Research Analyst with SEBI and provides research services and research reports on equity stocks and derivatives to clients. The recommendations provided to clients under research analyst services may differ from the advice given to clients under investment advisory services.

Affiliation with other intermediaries:

There is no affiliation with any other intermediaries as on date, except as mentioned above.

DSIJ or its analysts did not receive any compensation or other benefits from the companies or third party in connection with providing any investment advice.

Subject company may have been client of DSIJ or its associates during twelve months preceding the date of publication of the research report.

DSIJ or its associates may have received compensation for services provided from the subject company in the past twelve months.

DSIJ or its associates have not managed or co-managed public offering of securities for the subject Company in the past twelve months.

The Research Analysts of the company have not served as an officer, director, or employee of the subject Company.

The Research Analysts or the Company have not been engaged in market making activity for the subject Company.

Research analyst or his/her relatives may have actual/ beneficial ownership of 1% or more securities of the subject company at the end of the month immediately preceding the date of publication of research report.

DSIJ or Research analyst or his/her relatives may have financial interest in the subject company in ordinary course of business.

DSIJ and its associate company(ies), their directors and employees may from time to time, without intention, may have a long or short position in, and buy or sell the securities of the company(ies) mentioned herein or may have any other potential conflict of interests with respect to any recommendation and other related information and opinions.

Definitions of Terms Used in the research report:

'Subject company' means the company where a recommendation is being suggested.

  • Buy: The intended audience is being informed that they can consider purchasing the shares of the said company
  • Sell: The intended audience is being informed that they can consider selling the shares of the said company
  • Hold: The intended audience is being informed that they can consider to neither purchase nor sell but continue to hold, if any, the shares of the said company

Disclosure under SEBI (Research Analyst) Regulations, 2014:

DSIJ PRIVATE LIMITED (CIN: U22120MH2003PTC139276), Research Analyst INH000006396, regulated by the Securities and Exchange Board of India; Type: Non-Individual, Validity: Perpetual, Registered Office Address: 419-A, 4th Floor, Arun Chambers, Tardeo, next to AC Market, Mumbai-400 034, (022)-43476012/13/14/15; Correspondence/Head Office: Office No-211, Vascon Platinum Square, next to Hyatt Regency, Vimannagar, Pune- 411014, (+91)-20-66663800/801

DSIJ Private Limited does not have any positions on stocks that are the subject of advice to our clients.

Disclosures about conflict of interest:

DSIJ or its analysts did not receive any compensation or other benefits from the companies or third party in connection with preparation of research report.

Subject company may have been client of DSIJ or its associates during twelve months preceding the date of publication of the research report.

DSIJ or its associates may have received compensation from the subject company in the past twelve months.

DSIJ or its associates have not managed or co-managed public offering of securities for the subject Company in the past twelve months.

The Research Analysts of the company have not served as an officer, director or employee of the subject Company.

The Research Analysts or the Company have not been engaged in market making activity for the subject Company.

Research analyst or his/her relatives may have actual/ beneficial ownership of 1% or more securities of the subject company at the end of the month immediately preceding the date of publication of research report.

DSIJ or Research analyst or his/her relatives may have financial interest in the subject company in ordinary course of business.

DSIJ and its associate company(ies), their directors and employees may from time to time, have a long or short position in, and buy or sell the securities of the company(ies) mentioned herein or may have any other potential conflict of interests with respect to any recommendation and other related information and opinions.

Definitions of Terms Used in the research reports:
'Subject company' means the company where a recommendation is being suggested.

  • Buy: The intended audience is being informed that they can consider purchasing the shares of the said company
  • Sell: The intended audience is being informed that they can consider selling the shares of the said company
  • Hold: The intended audience is being informed that they can consider to neither purchase nor sell but continue to hold, if any, the shares of the said company

DALAL STREET INVESTMENT JOURNAL - DEMOCRATIZING WEALTH CREATION

Principal Officer: Mr. Shashikant Singh,
Email: principalofficer@dsij.in
Tel: (+91)-20-66663800

Compliance Officer: Mr. Rajesh Padode
Email: complianceofficer@dsij.in
Tel: (+91)-20-66663800

Grievance Officer: Mr. Rajesh Padode
Email: service@dsij.in
Tel: (+91)-20-66663800

Corresponding SEBI regional/local office address- SEBI Bhavan BKC, Plot No.C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (East), Mumbai - 400051, Maharashtra.
Tel: +91-22-26449000 / 40459000 | Fax : +91-22-26449019-22 / 40459019-22 | E-mail : sebi@sebi.gov.in | Toll Free Investor Helpline: 1800 22 7575 | SEBI SCORES | SMARTODR